• 1) Information is provided on the following, documented in forest management plan:

    1.1) Covers a min. period of 10 years and is continuously updated 1.1. The activity takes place on area that is subject to a forest management plan or an equivalent instrument, as set out in national law or, where national law does not define a forest management plan or equivalent instrument, as referred to in the FAO definition of ‘forest area with long-term forest management plan’(40). The forest management plan or equivalent instrument covers a period of 10 years or more and is continuously updated.

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.2) Management goals, including major constraints* 1.2. Information is provided on the following points that are not already documented in the forest management plan or equivalent system: a. management goals, including major constraints(41);

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.3) General strategies and activities planned to reach the management goals, including expected operations over the whole forest cycle 1.2. b. general strategies and activities planned to reach the management goals, including expected operations over the whole forest cycle;

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.4) Definition of the forest habitat context, including main existing and intended forest tree species, and their extent and distribution 1.2. c. definition of the forest habitat context, including main existing and intended forest tree species, and their extent and distribution;

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    OBJECTIVE 2. FOREST HEALTH AND PRODUCTIVITY

    OBJECTIVE 12. FORESTRY RESEARCH, SCIENCE AND TECHNOLOGY

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    Indicator 1. Forest management planning at a level appropriate to the size and scale of the operation, including: b. a periodic or ongoing forest inventory

    Performance Measure 2.1. Certified Organizations shall promptly reforest after final harvest.

    Performance Measure 12.2. Certified Organizations shall individually and/or through cooperative efforts involving SFI Implementation Committees, associations or other partners develop, contribute to, or use national, state, provincial or regional analyses in support of their sustainable forestry programs.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.5) Definition of the area according to its gazetting in the land registry 1.2. d. definition of the area according to its gazetting in the land registry;

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.6) Compartments, roads, rights of way and other public access, physical features including waterways, areas under legal and other restrictions 1.2. e. compartments, roads, rights of way and other public access, physical features including waterways, areas under legal and other restrictions;

    OBJECTIVE 2. FOREST HEALTH AND PRODUCTIVITY

    OBJECTIVE 3. PROTECTION AND MAINTENANCE OF WATER RESOURCES

    Performance Measure 2.3. Certified Organizations shall implement practices that protect and maintain forest and soil productivity and soil health.

    Indicator 6. Road construction, skidding layout, and harvest plans designed to minimize impacts to soil productivity and soil health.

    Performance Measure 3.2. Certified Organizations shall implement water, wetland, and riparian protection programs based on climate, soil type, terrain, vegetation, ecological function, harvesting system, state best management practices (BMPs), provincial guidelines and other applicable factors.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.7) Measures deployed to maintain the good condition of forest ecosystems 1.2. f. measures deployed to maintain the good condition of forest ecosystems;

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    OBJECTIVE 3. PROTECTION AND MAINTENANCE OF WATER RESOURCES

    OBJECTIVE 4. CONSERVATION OF BIOLOGICAL DIVERSITY

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    Performance Measure 1.2. Certified Organizations shall not convert one forest cover type to another forest cover type unless an assessment has been conducted to determine ecological impacts and provide appropriate justification.

    Performance Measure 1.3. Certified Organizations shall not have within the scope of their certification to this SFI Standard, forest lands that have been converted to non-forest land use.

    Performance Measure 1.4. Certified Organizations shall not afforest in locations which negatively impact ecologically important natural communities, threatened and endangered species, or native natural communities which could be at risk of becoming rare.

    Performance Measure 3.1. Certified Organizations shall meet or exceed all applicable federal, provincial, state and local water quality laws and meet or exceed best management practices.

    Performance Measure 3.2. Certified Organizations shall implement water, wetland, and riparian protection programs based on climate, soil type, terrain, vegetation, ecological function, harvesting system, state best management practices (BMPs), provincial guidelines and other applicable factors.

    Performance Measure 4.1. Certified Organizations shall conserve biological diversity.

    Performance Measure 4.2. Certified Organizations shall protect threatened and endangered species, critically imperiled and imperiled species (Forests with Exceptional Conservation Values), and natural communities, and old-growth forests.

    Performance Measure 4.3. Certified Organizations shall manage to protect ecologically important sites in a manner that takes into account their unique qualities.

    Performance Measure 4.4. Certified Organizations shall apply knowledge gained through research, science, technology, field experience and the results of monitoring of the effectiveness of conservation-related programs to manage wildlife habitat and contribute to the conservation of biological diversity.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.8) Consideration of societal issues (including preservation of landscape, consultation of stakeholders in accordance with the terms and conditions laid down in national law) 1.2. g. consideration of societal issues (including preservation of landscape, consultation of stakeholders in accordance with the terms and conditions laid down in national law);

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    OBJECTIVE 8. RECOGNIZE AND RESPECT INDIGENOUS PEOPLES’ RIGHTS

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    Indicator 6. Assessment of the local or regional social, environmental, and economic effects of forest management operations contained in the forest management plan.

    Performance Measure 8.1. Certified Organizations shall recognize and respect Indigenous Peoples’ rights.

    Performance Measure 8.2. Certified Organizations with forest management responsibilities on public lands shall confer with Indigenous Peoples whose rights may be affected by the Certified Organization’s forest management practices.

    Performance Measure 8.3. Certified Organizations are encouraged to communicate with and shall respond to Indigenous Peoples whose rights may be affected by forest management practices on the Certified Organization’s private lands.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.9) Assessment of forest related risks, including forest fires, and pests and diseases outbreaks, with the aim of preventing, reducing and controlling the risks and measures deployed to ensure protection and adaptation against residual risks 1.2. h. assessment of forest related risks, including forest fires, and pests and diseases outbreaks, with the aim of preventing, reducing and controlling the risks and measures deployed to ensure protection and adaptation against residual risks;

    OBJECTIVE 2. FOREST HEALTH AND PRODUCTIVITY

    OBJECTIVE 9. CLIMATE SMART FORESTRY

    OBJECTIVE 10. FIRE RESILIENCE AND AWARENESS

    Performance Measure 2.4. Certified Organizations shall manage to protect forests from damaging agents, such as environmentally or economically undesirable levels of wildfire, pests, diseases, and invasive species, to maintain and improve long-term forest health, productivity, and economic viability.

    Performance Measure 9.1 Certified Organizations shall individually and/or through cooperative efforts involving SFI Implementation Committees or other partners identify and address the climate change risks to forests and forest operations and develop appropriate adaptation objectives and strategies. Strategies are based on best scientific information.

    Performance Measure 9.2 Certified Organizations shall individually and/or through cooperative efforts involving SFI Implementation Committees or other partners identify and address opportunities to mitigate the effects associated with its forest operations on climate change.

    Performance Measure 10.1 On the forests they own or manage, Certified Organizations shall limit susceptibility to undesirable impacts of wildfire, promote healthy and resilient forest conditions through management techniques, actions and/or policies, and support restoration of forests following wildfire damage.

    Performance Measure 10.2 Certified Organizations shall individually and/or through cooperative efforts involving government agencies, SFI Implementation Committees, Project Learning Tree, or other partners, engage in efforts to raise awareness of and take action towards benefits of fire management and minimization of undesirable impacts of wildfire.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.10) All DNSH criteria relevant for forest management 1.2. i. all DNSH criteria relevant for forest management.

    See DNSH criteria

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.11) Definition of SFM matches (choose) 1.3. The forest management plan or the equivalent instrument:

    a. shows a primary designated management objective(52) that consists in protection of soil and water(53), conservation of biodiversity(54) or social services(55) based on the FAO definitions; b. promotes biodiversity-friendly practices that enhance forests’ natural processes; c. includes an analysis of: i. impacts and pressures on habitat conservation and diversity of associated habitats; ii. condition of harvesting minimizing soil impacts; iii. other activities that have an impact on conservation objectives, such as hunting and fishing, agricultural, pastoral and forestry activities, industrial, mining, and commercial activities.

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    SFI Section 14 - Definitions sustainable forestry: To meet the needs of the present without compromising the ability of future generations to meet their own needs by practicing a land stewardship ethic that integrates reforestation and the managing, growing, nurturing, and harvesting of trees for useful products and ecosystem services such as the conservation of soil, air and water quality, carbon, biological diversity, wildlife and aquatic habitats, recreation, and aesthetics.

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.12) Sustainability of the forest management systems matches (choose) 1.4. The sustainability of the forest management systems as documented in the plan referred to in point 1.1 is ensured by choosing the most ambitious of the following approaches:

    a. the forest management matches the national definition of sustainable forest management, if any; b. the forest management matches the Forest Europe definition(56) of sustainable forest management and complies with the Pan-European Operational Level Guidelines for Sustainable Forest Management(57); c. the management system in place shows compliance with the forest sustainability criteria as defined in Article 29(6) of Directive (EU) 2018/2001, and as of the date of its application with the implementing act on operational guidance for energy from forest biomass adopted under Article 29(8) of that Directive.

    SFI certification would satisfy the approach in A

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.13) The activity does not involve the degradation of land with high carbon stock 1.5. The activity does not involve the degradation of land with high carbon stock(44) .

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    OBJECTIVE 2. FOREST HEALTH AND PRODUCTIVITY

    OBJECTIVE 4. CONSERVATION OF BIOLOGICAL DIVERSITY

    SFI has requirements that address conversion of forest cover types (PM1.2), prompt reforestation (PM 2.2) and conservation of biological diversity including FECV and old growth forests (PM 4.2) and ecologically important sites PM 4.3).

    2

  • 1) Information is provided on the following, documented in forest management plan:

    1.14) The management system associated with the activity in place complies with the due diligence obligation and legality requirements laid down in Regulation(EU) No 995/2010* 1.6. The management system associated with the activity in place complies with the due diligence obligation and legality requirements laid down in Regulation (EU) No 995/2010.

    OBJECTIVE 11. LEGAL AND REGULATORY COMPLIANCE

    The SFI Forest Management Standard at Objective 11 requires legal compliance and therefore addresses risk of illegal logging and related regulatory requirements for forest management operations.

    1

  • 1) Information is provided on the following, documented in forest management plan:

    1.15) The forest management plan or equivalent instrument provides for monitoring which ensures the correctness of the information contained in the plan, in particular as regards the data relating to the involved area 1.6. The forest management plan or equivalent instrument provides for monitoring which ensures the correctness of the information contained in the plan, in particular as regards the data relating to the involved area.

    OBJECTIVE 17. MANAGEMENT REVIEW AND CONTINUAL IMPROVEMENT

    Annual internal and external audits are required.

    Performance Measure 17.1. Certified Organizations shall establish a management review system to examine findings and progress in implementing the SFI 2022 Forest Management Standard, to make appropriate improvements in programs, and to inform their employees of changes.

    Indicator 1. System to review commitments, programs, and procedures to evaluate effectiveness.

    Indicator 2. System for collecting, reviewing, and reporting information to management regarding progress in achieving SFI 2022 Forest Management Standard objectives and performance measures, including measures to reduce the negative impacts from forest management operations.

    Indicator 3. Annual review of progress by management and determination of changes and improvements necessary to continually improve conformance to the SFI 2022 Forest Management Standard.

    2

  • 3) Guarantee of permanence

    3.1) Forest status is guaranteed by classification (chose) 3.1. In accordance with national law, the forest status of the area in which the activity takes place is guaranteed by one of the following measures: a. the area is classified in the permanent forest estate as defined by the FAO(46); b. the area is classified as a protected area; c. the area is the subject of any legal or contractual guarantee ensuring that it will remain a forest.

    OBJECTIVE 1. FOREST MANAGEMENT PLANNING

    Performance Measure 1.3. Certified Organizations shall not have within the scope of their certification to this SFI Standard, forest lands that have been converted to non-forest land use.

    1

  • 3) Guarantee of permanence

    3.2) Commitment on future updates to the forest management and to compensate any reduction in the climate benefit 3.2. In accordance with national law, the operator of the activity commits that future updates to the forest management plan or equivalent instrument, beyond the activity that is financed, will continue to seek the climate benefits as determined in point 2. Besides, the operator of the activity commits to compensate any reduction in the climate benefit determined in point 2 with an equivalent climate benefit resulting from the conduct of an activity that corresponds to one of the forestry activities defined in this Regulation.

    The SFI 2022 Forest Management Standard does require long-term sustainable management of forests, but it cannot account for future disposition of forest lands to a new owner. They can be no way to guarantee ongoing financing of the climate benefits after a change in ownership.

    0

  • 4) Audit

    4.1) Audit (third-party certifier or by national authorities) 4. Within two years after the beginning of the activity and every 10 years thereafter, the compliance of the activity the substantial contribution to climate change mitigation criteria and the DNSH criteria is verified by either of the following: a. the relevant national competent authorities; b. an independent third-party certifier, at the request of national authorities or the operator of the activity. In order to reduce costs, audits may be performed together with any forest certification, climate certification or other audit.

    OBJECTIVE 9. CLIMATE SMART FORESTRY

    Performance Measure 9.1 Certified Organizations shall individually and/or through cooperative efforts involving SFI Implementation Committees or other partners identify and address the climate change risks to forests and forest operations and develop appropriate adaptation objectives and strategies. Strategies are based on best scientific information.

    Performance Measure 9.2 Certified Organizations shall individually and/or through cooperative efforts involving SFI Implementation Committees or other partners identify and address opportunities to mitigate the effects associated with its forest operations on climate change.

    2

  • DNSH4 - Circular Economy

    DNSH4 - Circular Economy The silvicultural change induced by the activity on the area covered by the activity is not likely to result in a significant reduction of sustainable supply of primary forest biomass suitable for the manufacturing of wood-based products with long-term circularity potential; this criterion may be demonstrated through the climate benefits analysis referred to in point (2) The silvicultural change induced by the activity on the area covered by the activity is not likely to result in a significant reduction of sustainable supply of primary forest biomass suitable for the manufacturing of wood-based products with long-term circularity potential. This criterion may be demonstrated through the climate benefits analysis referred to in point (2).

    OBJECTIVE 2. FOREST HEALTH AND PRODUCTIVITY

    OBJECTIVE 9. CLIMATE SMART FORESTRY

    OBJECTIVE 10. FIRE RESILIENCE AND AWARENESS

    Performance Measure 1.1. Certified Organizations shall ensure that forest management plans include long-term harvest levels that are sustainable and consistent with appropriate growth-and-yield models.

    Performance Measure 1.2. Certified Organizations shall not convert one forest cover type to another forest cover type unless an assessment has been conducted to determine ecological impacts and provide appropriate justification.

    Performance Measure 1.3. Certified Organizations shall not have within the scope of their certification to this SFI Standard, forest lands that have been converted to non-forest land use.

    Performance Measure 1.4. Certified Organizations shall not afforest in locations which negatively impact ecologically important natural communities, threatened and endangered species, or native natural communities which could be at risk of becoming rare.

    Performance Measure 2.1. Certified Organizations shall promptly reforest after final harvest.

    Performance Measure 9.2 Certified Organizations shall individually and/or through cooperative efforts involving SFI Implementation Committees or other partners identify and address opportunities to mitigate the effects associated with its forest operations on climate change.

    Performance Measure 10.1 On the forests they own or manage, Certified Organizations shall limit susceptibility to undesirable impacts of wildfire, promote healthy and resilient forest conditions through management techniques, actions and/or policies, and support restoration of forests following wildfire damage.

    2

  • DNSH5 (3) - Pollution Prevention

    DNSH5 (3) - Pollution Prevention Pollution of water and soil is prevented and cleaning up measures are undertaken when pollution occurs. Pollution of water and soil is prevented and cleaning up measures are undertaken when pollution occurs.

    OBJECTIVE 2. FOREST HEALTH AND PRODUCTIVITY

    OBJECTIVE 3. PROTECTION AND MAINTENANCE OF WATER RESOURCES

    OBJECTIVE 11. LEGAL AND REGULATORY COMPLIANCE

    Performance Measure 2.2. Certified Organizations shall have a program to minimize chemical use required to achieve management objectives while protecting employees, neighbors, the public and the environment, including wildlife and aquatic habitats.

    Indicator 8: Use of management practices appropriate to the situation, such as: i. use of spill response plans and chemical spill kits

    Performance Measure 3.1. Certified Organizations shall meet or exceed all applicable federal, provincial, state and local water quality laws and meet or exceed best management practices.

    Performance Measure 3.2. Certified Organizations shall implement water, wetland, and riparian protection programs based on climate, soil type, terrain, vegetation, ecological function, harvesting system, state best management practices (BMPs), provincial guidelines and other applicable factors.

    Performance Measure 11.1. Certified Organizations shall comply with applicable federal, provincial, state, and local forestry and environmental laws and regulations.

    2

  • Minimum Safeguard

    Minimum Safeguard UN Guiding Principles, OECD Guidelines for Multinational Enterprises 1. The minimum safeguards referred to in point (c) of Article 3 shall be procedures implemented by an undertaking that is carrying out an economic activity to ensure the alignment with the OECD Guidelines for Multinational Enterprises and the UN Guiding Principles on Business and Human Rights, including the principles and rights set out in the eight fundamental conventions identified in the Declaration of the International Labour Organization on Fundamental Principles and Rights at Work and the International Bill of Human Rights.

    2. When implementing the procedures referred to in paragraph 1 of this Article, undertakings shall adhere to the principle of ‘do no significant harm’ referred to in point (17) of Article 2 of Regulation (EU) 2019/2088.The forest management plan or the equivalent instrument covers a period of 10 years or more, and is continuously updated.

    OBJECTIVE 11. LEGAL AND REGULATORY COMPLIANCE

    Performance Measure 11.2. Certified Organizations shall comply with all applicable social laws at the federal, provincial, state, and local levels in the country in which the Certified Organization operates.

    1